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News Stories (7 Results) - Securities and Exchange Commission

DLL announced the closing of a DLL 2019-3 ABS (Asset Backed Securities) securitization transaction in the United States for $1.241 billion. The transaction is an inaugural securitization backed by a pool of loans and leases secured by construction... Read Story
October 22, 2019, 07:31 AM

Celadon Group Inc. (Celadon) has agreed to pay total restitution of $42.2 million for filing materially false and misleading statements to investors and falsifying books, records and accounts.Assistant Attorney General Brian A. Benczkowski of the... Read Story
April 26, 2019, 07:30 AM

The Securities and Exchange Commission announced Moody’s Investors Service Inc., one of the nation’s largest credit ratings agencies, has agreed to pay a total of $16.25 million in penalties to settle charges involving internal control failures and... Read Story
August 29, 2018, 07:30 AM

The Independent Community Bankers of America (ICBA) thanked the Securities and Exchange Commission for issuing an ICBA-supported final rule reducing disclosure requirements for publicly held community bank holding companies. The unanimously approved... Read Story
July 02, 2018, 07:00 AM

The Securities and Exchange Commission charged an equipment leasing company and its founder with defrauding investors in connection with sales of over $80 million in promissory notes.According to the SEC's complaint, between 2014 and 2017, Essex... Read Story
June 08, 2018, 07:30 AM

The Securities and Exchange Commission charged a Rhode Island agency and its bond underwriter Wells Fargo Securities with defrauding investors in a municipal bond offering to finance startup video game company 38 Studios. The Rhode Island Economic... Read Story
March 08, 2016, 08:00 AM

Bloomberg reported that BCI Aircraft Leasing Inc. and its principal, Brian Hollnagel, were found guilty by a federal court jury of engaging in a fraudulent $50 million financing scheme, Chicago U.S. Attorney Patrick Fitzgerald said. He faces as long... Read Story
March 15, 2012, 08:15 AM